The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
conflicts of interest or a lack of independence is common at a CRA and hidden from investors, overall investor confidence in the transparency and integrity of a market can be harmed. CRAs also have
images inside links in IE 10-. } svg { // Workaround for the SVG overflow bug in IE10/11 is still required. // See https://github.com/twbs/bootstrap/issues/26878 overflow: hidden; vertical-align: middle
. Furthermore, although the transaction price is reasonable, SUSCO incurs hidden costs arising from the transaction conditions, namely opportunity costs because SUSCO is prohibited from competing with the SDA
, or even appear to, impinge upon the independence of ity. Where conflicts of interest or a lack of independence is common at a CRA and hidden from investors, overall investor confidence in the
intermediary, who will conduct KYC and Suitability tests in order to protect investors.4. Funds investing in shares of SMEs and startups will be established. These funds will be administered and
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an