Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
License Number 105: to engage in the business of non-hazardous industrial waste treatment and -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62, Sukhumvit Rd
in the business of non-hazardous industrial waste treatment and disposal in landfills, and License Number 106: to engage in the business of recycling solvents, thinner, other solvent, lubricants, and
business of non-hazardous industrial waste treatment and disposal in landfills, and License Number 106: to engage in the business of recycling solvents, thinner, other solvent, lubricants, and coolants. In
Microsoft Word - MD&A_E Q2_2562 Management Discussion and Analysis: MD&A 1. Company Situation As the Company has invested in building a new secure landfill for non-hazardous waste since the end of
Microsoft Word - MD&A_E Q2_2561 Management Discussion and Analysis: MD&A 1. Company Situation Genco has invested in building a new secure landfill for non-hazardous waste at the end of 2017, now the
composition and it is expected to begin delivery in Q2/2018. The construction of a new non-hazardous waste is completed and it is in the process of inspection and it is expected to start receiving waste in Q2
of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows: 1. Suspended {A} from her