& Verify(A) SignFile & Verify(B) Authorization details (EF-3) : companyName systemName reportName effectiveDate
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
Company Registration Number Officer Name Officer Email Current Datetime Client Datetime SecSign File Version SignMessage & Verify SignFile & Verify(A) SignFile & Verify(B) Authorization details (EF-3
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
License Number 105: to engage in the business of non-hazardous industrial waste treatment and -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62, Sukhumvit Rd
contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client
in the business of non-hazardous industrial waste treatment and disposal in landfills, and License Number 106: to engage in the business of recycling solvents, thinner, other solvent, lubricants, and
business of non-hazardous industrial waste treatment and disposal in landfills, and License Number 106: to engage in the business of recycling solvents, thinner, other solvent, lubricants, and coolants. In
Microsoft Word - MD&A_E Q2_2562 Management Discussion and Analysis: MD&A 1. Company Situation As the Company has invested in building a new secure landfill for non-hazardous waste since the end of
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients