with the transitional provisions, are allowed to operate their digital asset businesses.Five of them are seeking licenses to operate as digital asset exchanges:(1) Bitcoin Co., Ltd. (BX / website
Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)
Determination regarding Types of Transaction in the Capital Market Allowed to Use Form of Trust (No.2)
The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure
The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct
.?Business operators will be allowed to outsource activities, for instance, risk management, internal audit and control, information technology management, etc. Some important or expertise activities, will be
offence against the law on securities and exchange or any act deemed to be an offence related to assets or any act harmful to the economy or the national security, and shall not conceal, or be involved in
offence against the law on securities and exchange or any act deemed to be an offence related to assets or any act harmful to the economy or the national security, and shall not conceal, or be involved in
ที่ประชุมได้หารือในประเด็นที่มีความสำคัญและมีความท้าทาย อาทิ การกำกับดูแลพฤติกรรมที่เป็นภัยต่อผู้ลงทุนแต่ยังไม่ถึงระดับที่ผิดกฎหมาย (harmful, but legal conduct) โดยในเรื่องนี้เลขาธิการ ก.ล.ต. ได้ร่วม
14 October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which was harmful to multiple clients and caused them great damages