sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to

ในระยะแรก ก.ล.ต. จึงได้จัดทำ Additional Guidance ซึ่งเป็นคู่มือด้านการเปิดเผยข้อมูลด้านความยั่งยืนของกองทุนรวมเพื่อความยั่งยืน (ESG Fund) ฮ่องกง ที่ประสงค์จะติดตราสัญลักษณ์ SRI Fund ในการเสนอขาย

shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated

newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to

sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the

offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions

for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions

for sale of newly issued securities in the category of shares (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty

Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. SEC Act S.300 Settlement Committee Meeting No. 1/2024 Settlement Committee Order