SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
Facebook page "OKJ-Safe Greens" : Unlicensed securities and derivatives business (Disclosure Date : 01/08/2025)
Type of securities : Common share | Effective Date : 20/10/2023 | Close Selling Date : 27/10/2023
Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008
cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required to establish a cybersecurity system in accordance with the
Facebook page "Gold Investment Safe" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 08/05/2025)
ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 20/10/2566 | วันที่ปิดการขาย : 27/10/2566
ผู้ทำคำเสนอซื้อ : บริษัท เอ็นเอชซีที จำกัด | วันที่ยื่นแบบประกาศเจตนา : 20/02/2549
ผู้ทำคำเสนอซื้อ : บริษัท เอ็นเอชซีที จำกัด | วันที่ยื่นแบบประกาศเจตนา : 05/08/2551
Reporting Person : - | Type of securities : - | Date of reporting obligation : 27/02/2006