SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...

Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic Person’s Meeting B.E. 2563 (2020), dated 4 March...

SET to consider reviewing and checking whether or not the criteria still reflect true distribution of shares to minority shareholders amid the changing market conditions.”  The price of DELTA shares

of rules monitoring listed companies.  Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons

Bangkok, August 19, 2011 ? Vasant Thienhom, SEC Deputy Secretary-General stated concerning the Appeal Court?s today judgment that overturned the Court of First Instance on December 3, 2007 that sentenced Prachai Leophairatana and Chienchuang Kalayanamitr each for a 3-year imprisonment and ordered Stern Stewart & Co. (Thailand) Ltd. and TPI Polene Plc. (TPIPL) each to pay a fine of 6,900,300,000 baht that at this stage, the SEC and the public prosecutor will study the Appeal Court?s judgment for...

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to  ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith, collectively referred to as the “Mahachai Group”, as the sponsor and lender whereby GSTEL had entered into the agreement on 17 February 2014. According to the opinion of the independent financial advisor (IFA), the shareholders should not  ratify this transaction because the agreement contains a co...

directed the Official Receiver to convene the creditors’ meeting to consider and select the rehabilitation planner. In this regard, the Official Receiver has scheduled the creditors’ meeting to be held on 24

leasing The Board of Directors of Eason Paint Public Company Limited no. 1/2019 held on February 27, 2019 has passed the following important resolutions: 1. Approved to propose to the AGM to consider and

, all together was equal to 0.5722%; which was considered as a medium transaction so that the Company is required to get approval from the Board of Directors’ meeting and disclose information to the Stock

so that the Company is required to get approval from the Board of Directors’ meeting and disclose information to the Stock Exchange of Thailand. (6) Conditions that affects the shareholders - None - (7