SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
. Other income increased 62.67 million baht from the same period last year to 45.47 Million Baht or 264.34% due to get payment from the auction of assets(ordinary share) of Banpan Engineering and Holding Co
companies to adjust themselves. While innovation and new technologies have been brought to business strategies, while investors and related parties? expectations particularly in environmental and social
goals. The financial experts will guide and educate the participants about personal finance, debt management, saving and investment suitable to their profiles. Then, the participants must plan and adjust
advice for going public, get exemption of application fee for an approval of public offering of shares and application fee for listing of ordinary shares as listed securities from the SEC and the SET
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Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration
of Shareholders No.1/2021 to electornic meeting (Adjust Template) 05/01/2021 18:27 Notification of the change of Meeting venue and change a method of convening the Extraordinary General of Shareholders
Rules on Establishment of Information Technology Systems, with the following key points: (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small