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financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018. The misconduct of the four current and former executives and directors* is

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9289

SEC proposes to amend annual fee regulations imposed on listed companies not submitting the annual financial statements to keep pace with current environment

regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8892

SEC public hearing on proposed amendment to auditor approval rules to meet current environments

in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9061

SEC public hearing on proposed amendments to digital asset business rules in line with industry developments and current market environment

The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264

SEC public hearing on proposed amendments to the regulations for PVD management to enhance fund supervision in line with current situations

The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11257

SEC public hearing on proposed principles for amending the Emergency Decree on Digital Asset Businesses for greater alignment with current situations

other cases as specified in the 2019 Act.The SEC is therefore conducting this public hearing on the challenges and impediments related to the Emergency Decree and associated regulations. The feedback will

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10815

SEC invites public opinions on the proposed amendment of provisions concerning debt securities in Securities and Exchange Act to keep pace with current situations

Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8793

SEC repeals certain regulations to keep pace with current situations and give more convenience to business operators under Regulatory Guillotine scheme

appropriateness and consistency with current situations. The two notifications are: (1) Notification of the Office of the Securities and Exchange Commission regarding Reporting of Results of Public Offering

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8741

SEC, ASCO, and securities and derivatives businesses discuss strategies for adapting to current market trends

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, ASCO Chairman, along with representatives from 42 securities and derivatives businesses. This meeting aimed to discuss and exchange views on strategies to advance the securities and derivatives industry and the Thai capital market. Key topics included the implementation o...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11441

SEC discusses with ASCO, securities companies, and derivatives business operators on strategies to foster business adaptation to current trends

with business operators to protect investors in the current situation was emphasized. This discussion focused on policy matters for the first half of 2024, marking the initial meeting of the year, apart

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11184