Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used
to build understanding of mutual funds among the younger generation. The workshop was opened by Miss Sarica Apiwatthakakul, Director of the Capital Market Education Department, who also delivered a
Jordan or Eric Jack Jordan as PPI director and personal capacity and (3) Gary Bradford for jointly operating securities business without license. The SEC received a complaint from a foreign investor
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance dismissed
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance disposed
นายอีริค แจค จอร์แดน ในฐานะกรรมการ PPI และในฐานะส่วนตัว และ (3) Mr. Gary Bradford กรณีร่วมกันประกอบธุรกิจหลักทรัพย์โดยไม่ได้รับอนุญาต ต่อกองบังคับการปราบปรามการกระทำความผิดเกี่ยวกับอาชญากรรมทางเศรษฐกิจ
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act
before market opened or closed, consequently misleading the public regarding the price or trading volumes of PK stocks and demonstrating the intention to make the price or trading volumes of the stock