, the CMSB approved underwriters to provide service in foreign currency denominated securities, the service of which has previously been provided by brokers and dealers.?With a view to enabling investor
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010
Facebook page Foreign gold stocks impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 04/09/2024)
Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)
https://BitstampTH.top/m (assuming the appearance of Bitstamp, which is a licensed operator in a foreign country) : Unlicensed digital asset business (Disclosure Date : 14/06/2022)
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link
BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would
Bangkok, July 21, 2014 ? The SEC will allow foreign companies? initial public offerings (IPOs) in Thailand (primary listing) and dual offering of equities in Thailand and other countries
country regulating the offering of such fund must have adequate investor protection measures, as specified on the SEC List of Eligible Countries. Exceptions may apply to foreign ETFs with passive