Bangkok, May 27, 2014 ? The SEC revealed audit inspection results on eight audit firms; citing all of them met quality requirements. The result, however, showed room for improvement in the area of
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Microsoft Word - 2018_Q1 Results Notification letter_English May 8, 2018 The Director and Manager The Stock Exchange of Thailand Re: Information on First Quarter of 2018 Operating Results KCE
Microsoft Word - 2018_Q1 Results Notification letter_Thai 8 พฤษภาคม 2561 เรือง ชี แจงผลการดําเนินงานไตรมาส 1 ปี 2561 เรียน กรรมการและผู้จดัการ ตลาดหลกัทรัพย์แหง่ประเทศไทย บริษัท เคซีอี อีเลคโทรนิคส์
Microsoft Word - 2018 Results Notification letter_English February 12, 2019 The Director and Manager The Stock Exchange of Thailand Re: Information concerning Fiscal Year 2018 Operating Results KCE
Microsoft Word - 2018 Results Notification letter_Thai 12 กมุภาพนัธ์ 2562 เรือง ชี แจงผลการดาํเนนิงานของปี 2561 เรียน กรรมการและผู้จดัการ ตลาดหลกัทรัพย์แหง่ประเทศไทย บริษัทเคซีอี อีเลคโทรนคิส์ จํากดั
Microsoft Word - 2019 Results Notification letter_Eng _Final_ February 11, 2020 The Director and Manager The Stock Exchange of Thailand Re: Information concerning Fiscal Year 2019 Operating Results
The Results of the Comsolidated Financial Statements Clarification on Percentage of Change More Than 20% The consolidated financial statements of Nation Broadcasting Corporation Public Company
Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C.Industries public company Limited and Subsidiary Companies For the period