Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodged by clients of Siam City Securities Co., Ltd., and the company?s report on investigation spurred from

Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000

intention to illegitimately seek benefits from client?s assets. Following the complaint filed by the clients of Siam City Securities Co., Ltd., and the company?s auditing report where numerous clients had

Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bond Market Association ThaiBMA, and Accenture Company (Thailand) with Baker McKenzie Company as consultants

implementation with company boards of directors, executives and major shareholders. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be

, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the

build immunity together, as well as experience the newest consulting service model under the idea of “Check Your Immunity and Build Confidence.” At the booth, the participants can try their hands at the

Bangkok, 19 September 2018 ? The SEC teamed up with the Stock Exchange of Thailand and the Securities Investors Association (Singapore) to organize an international seminar on ?Building Trust in a Transforming Economy,? attracting world-famous speakers to share their experience on corporate culture development for sustainable business as a means to handle new challenge and take care of shareholders and related stakeholders in all aspects.The SEC, the Stock Exchange of Thailand and the Securities...

the SEC's key focus laid out in the plan.     SEC Secretary-General Rapee Sucharitakul said: ?Our blueprint for the next three years aims to solve fundamental issues and build intermediaries