opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre

time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client

activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a

Mr. Satit Viddayakorn During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mr. Satit Viddayakorn colluded with others to manipulate the stock

Mr. Sirivat Voravetvuthikun During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mr. Sirivat Voravetvuthikun colluded with others to manipulate

Miss Pallapa Viddayakorn During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Miss Pallapa Viddayakorn colluded with others to manipulate the

Mrs. Payao Chalacheebh During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mrs. Payao Chalacheebh colluded with others to manipulate the stock

derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The

limitations. As a result of this proposed amendment, the Regulatory Sandbox would cover both pre-trading and post-trading activities in the capital market. The consultation paper is available at https

Mr. Patcharadanai Chanhatthakit Mr. Patcharadanai Chanhatthakit engaged in manipulative trading activities involving 4 securities, including (1) stocks of Asia Biomass Public Company Limited (ABM