Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

ว่าการธนาคารแห่งประเทศไทย ซึ่งเข้าเยี่ยมชมบูธของ ก.ล.ต. ภายในงาน Bangkok Fintech Fair 2019 : Collaboration for the Future of Finance ที่จัดขึ้น ณ อาคารศูนย์การเรียนรู้ ธนาคารแห่งประเทศไทย ระหว่างวันที่

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

SEC Secretary-General Ruenvadee Suwanmongkol said after an opening of SEC booth, chaired by Mr. Saravut Benjakul - SEC Commissioner, together with other SEC Commissioners including Mrs. Nuntawan Sakuntanaga, Mr. Prasan Chuaphanich and Mr. Viput Ongsakul, Mr. Tevin Vongvanich – Chairman of Sub-Committee on the Capital Market Competitiveness Development, Mr. Jessada Promjart – Sub-Committee on the Capital Market Competitiveness Development, Mrs. Methini Thepmanee – Chairman of Sub-Committee...

Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory

Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

Ms. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), received the Royal Commemorative Pin at the Friends in Need (of “PA”) Fair 2023 in front of the

Bangkok, 16 November 2017 ? The SEC has notified Pace Development Corporation Plc. (PACE) to clarify the assumptions used in the fair value measurement of its investment in Pace Project One Co., Ltd

Bangkok, 8 December 2017 ? The SEC has granted Pace Development Corporation Plc. (PACE) the request for postponing the submission of the clarification regarding the assumptions used in the fair value