SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

Japan. For example, it is required to get an approval of any changes or additions to the form and taste of products, of determining and changing marketing strategies, and of the design and store locations

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

compact disc in order to accommodate the demand of an investor to get prospectus in such form, the offeror shall prepare information in compact disc in the same as information [submitted to the SEC Office

less than 33 percent of the principal of the bond at the face value per unit as of the issuance date;        Agenda item 3: Consideration for approval of an amendment to the terms and conditions to allow

temperature screening at the office entry  Supply the daily healthcare including face masks and alcohol gel  Disinfect office spaces on a regular basis I. Cost reduction  Negotiate to reduce rental fee with

offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP.  The revised regulations to become

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

customer identity, banks must perform the following actions: (1) Face-to-face identity verification: Banks must use data from reliable sources. For instance, they must check data from a smart card reader or

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.