offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
Determination of an Additional Type of Securities
legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Determination of Additional Types of Securities (No. 8)
Determination of Securities Issuer Deemed as a Company
Determination of Untrustworthy Characteristics of Company Directors and Executives
Determination of Fees for Undertaking Businesses According to Licenses