The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
transaction with the Company. Type of transaction relating to assets or services. The machines that the Company sells are 1 plastic fabric producing machine and 59 plastic sack weaving machines, totaling
to Pae Pack is considered a connected transaction with the Company. Type of transaction relating to assets or services. The machines that the Company sells are 1 plastic fabric producing machine and 59
transaction : To invest in supply chain which business relating to the company (6) Acquired assets details : Details of assets* Total assets value (Excluding VAT) 1. Fabric dyeing machines and equipment - 35
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Microsoft Word - Operating Result for the first quarter of 2020 SBN 010/2020 May 14, 2020 Subject : Operating Result for the first quarter of 2020 To : The Managing Director, The Stock Exchange of