Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Facebook page Extra อมตะ : Unlicensed securities and derivatives business (Disclosure Date : 31/05/2023)
บริษัท หลักทรัพย์จัดการกองทุนเกียรตินาคินภัทร จำกัด|กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 04/03/2562 - 08/03/2562
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 04/03/2019 - 08/03/2019
Facebook page ชื่อ Create extra income : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)