Bangkok, May 22, 2012 ? The SEC extended the submission period of Professional Waste Technology Plc. ("PRO") financial statements for 2011 and Q1/2012 to May 31, 2012. Previously, the SEC directed
Bangkok, February 8, 2011 ? The Criminal Court has extended the freezing order against assets of Wichai Chaisathaporn for another 90 days from January 25, 2011. Earlier on May 27, 2010, the SEC filed
Bangkok, December 16, 2011 ? The SEC declines to extend deadline for Tongkah Harbour Plc. (THL)?s special audit report submission, which is required to submit to the SEC within December 9, 2011.The SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with related parties and asset control management. Submission of special audit report will become due on De...
Bangkok, April 29, 2011 ? The SEC has filed another criminal complaint against Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company?s operation and asset management. Previously on May 27, 2010, the SEC...
Bangkok, April 29, 2011 - The SEC has filed another criminal complaint against {A}, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company's operation and asset management. Previously on May 27, 2010, the SEC filed a complain...
The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making (disclosure-based) for timely information disclosure without imposing an undue burden on the issuer. The amended regulations are summarized in the following details. 1. In addition to the existing requirements for reporting the IPO shares results (Form 81-1-IPO), the issuer shall submit a supplement...
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...