Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
based on the same period of time and extend IPO subscription period at least for two business days. This is to allow investors more time to digest the information for their decision making. Vorapol
SEC Secretary-General Ruenvadee Suwanmongkol said: “The deadline for listed companies to submit their annual financial statements and other reports as required by law is approaching but the COVID-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might interrupt international travel plans of directors to the point that listed companies are unable to hol...
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
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statements. By June 1, 2012, the company must submit to the SEC and publicly disclose the rectified financial statements that have been audited by the auditor.SINGHA later requested the SEC to extend such
addition, the SEC will extend the scope of services for category B derivatives investor contact limited to gold derivatives to cover precious metals derivatives, and will allow selling agents whose services
?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices