Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and Mr. Anek Yooyuen, Deputy Secretary-General, participated in the opening ceremony of Money Expo
The Securities and Exchange Commission (SEC), represented by Mr. Anek Yooyuen, Deputy Secretary-General, along with the Management Team, participated in the opening ceremony of Money Expo 2024
The Securities and Exchange Commission (SEC) participated in the 15th Hatyai Money Expo (Money Expo Hatyai 2025) from 4-6 July 2025. During the event, Ms. Archinee Pattamasukhon, SEC Assistant
The Securities and Exchange Commission (SEC) participated in the 19th Money Expo Korat 2025 from 8-10 August 2025. During the event, Mr. Anek Yooyuen, SEC Deputy Secretary-General, and other SEC
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with the SEC’s executives, participated in the opening ceremony of Chiangmai Money Expo 2023