Association under the Royal Patronage of His Majesty the King. Currently, she is a member of the SEC Takeover Panel (Legal Expert) and an executive at a legal consulting firm.
Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independent expert to study relevant laws on supervision of the audit firms and auditors in Thai capital market in
Line "Expert "Joy"" : Unlicensed securities and derivatives business (Disclosure Date : 19/01/2026)
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
Website "https://expert-optiontrading.com" : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 15/10/2025)
Line "Expert Ort (โอ๊ต)" : Unlicensed securities and derivatives business (Disclosure Date : 21/11/2025)
Website "https://expert-binary.com" : Unlicensed digital asset business (Disclosure Date : 24/12/2025)
Facebook Page ชื่อ Stock trading expert : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)