Line "Expert "Joy"" : Unlicensed securities and derivatives business (Disclosure Date : 19/01/2026)
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja
Website "https://expert-optiontrading.com" : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 15/10/2025)
Line "Expert Ort (โอ๊ต)" : Unlicensed securities and derivatives business (Disclosure Date : 21/11/2025)
Website "https://expert-binary.com" : Unlicensed digital asset business (Disclosure Date : 24/12/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook Page ชื่อ Stock trading expert : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)