SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Project to foster unity, happiness, and sustainable national stability, reflecting the spirit of public service without expecting anything in return. Mrs. Pornanong Budsaratragoon, SEC Secretary-General
are expecting good results from the fourth quarter of 2017 onwards. Sincerely Yours, Mr.Thakoon Boonparn Managing Director
funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings
the sale growth of products during the period as compared. However, the Company has shown continuing effort to improve its net profit margin and is still expecting for an upgrade performance in the
continually and closely monitoring the trend to improve its net profit margin and is still expecting for an upgrade performance in the upcoming year. Please be informed accordingly Sincerely Yours
Board and the SEC Board, expecting to finalize the supervisory guidelines within the first quarter._________________________
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a