) business operator to verify the facts of the incident and report to the SEC without delay. Furthermore, the SEC has instructed the DA business operator to provide information and respond to the service users
rules until 25 December 2019. It is expected that the rules will be adopted early in 2020. 2. Trading through secondary markets: SEC has discussed with the Stock Exchange of Thailand on the
facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led
liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below: 1. Concealing material facts regarding the interim dividend payment before the IPO, which should
submission of an incorrect 56-1 One Report for the year 2022 and the disclosure of false information or concealment of material facts that should have been disclosed, in violation of Section 56(3)(4) and
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
make any transaction related to such assets to consider the matter thoroughly and cautiously by taking into account both expected interest and potential risks and impacts. In addition, directors and
Notification stating otherwise. Clause 5 The prospectus shall comprise three sections as follows: (1) Fact sheet; (2) Fund facts; (3) Certification of accuracy and completeness. Clause 6 The particulars and
from the construction project occurred during the period of the year 2013 – 2015. Due to the aforesaid facts, the financial institutions are unable to provide the financial support such as project
Report 2004 for property valuation standards, and the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations