Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become more efficient.SEC understands the benefits of encouraging the intermediaries to do e-KYC. Not only e-K...

ecosystem for digital securities and programmable through the utilization of Distributed Ledger Technology (DLT) and smart contract, which enhance transparency and prevent unfair practices in the capital

approximately 75 percent. The increased capital utilization plan is therefore crucial information that the shareholders need to consider in their decision-making process.  The SEC has therefore ordered MORE to

settlement, and technology utilization to advance sustainable finance. Additionally, the meeting considered the development of data utilities as a channel for listed companies and SMEs to report sustainability

regulation, fundraising promotion through investment tokens, utilization of data, and human resources development for digital asset businesses. Additionally, both parties collaboratively laid out guidelines

unitholder may exit from the fund with no fee charged. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

consideration.  The Sub-Committee opined that the tender offer rules aim to protect securities holders in cases of change in control over the business by providing fair exit and fair treatment to shareholders who

Q3/2017 Description Amount % Amount % More (Less) Amount % Average Capacity Utilization 67.27% 65.05% 2.22% Revenue from sales 343,319 100.0% 322,926 100.0% 20,393 6.3% Cost of sales (272,144) (79.3

occurrence of the consulting service. Additionally, there were issues regarding the deposit payment for land purchase and the management of the company's asset utilization. Furthermore, the SEC noted concerns

appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and