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Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
Shareholders Meeting (AGM) Assessment with very high average score at 91.04 out of 100.? Most companies assessed with the scores higher than those of last year, reflecting continual corporate governance
Mr. Thawatchai Pittayasophon, Deputy Secretary General of the Securities and Exchange Commission (SEC), together with other SEC executives, participated in the Middle East Situation Assessment
The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment