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Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/02/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 10/02/2006