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Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
appoint a sub custodian to safeguard assets in accordance with existing regulations. For the custody of digital assets, such custody must be carried out by a licensed DA Custodian. In addition, the
opportunity to use the license to expand the oil trading business beyond the existing network. Therefore, the shareholders should consider this implicit value together with the value of the business as well
Criteria for Offering for Sale of Newly Issued Securities with a Tender Offer for the Existing Securities of Listed Companies for Restructuring of Shareholding and Management