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Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic Person’s Meeting B.E. 2563 (2020), dated 4 March...
SET to consider reviewing and checking whether or not the criteria still reflect true distribution of shares to minority shareholders amid the changing market conditions.” The price of DELTA shares
of rules monitoring listed companies. Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons
Bangkok, August 19, 2011 ? Vasant Thienhom, SEC Deputy Secretary-General stated concerning the Appeal Court?s today judgment that overturned the Court of First Instance on December 3, 2007 that sentenced Prachai Leophairatana and Chienchuang Kalayanamitr each for a 3-year imprisonment and ordered Stern Stewart & Co. (Thailand) Ltd. and TPI Polene Plc. (TPIPL) each to pay a fine of 6,900,300,000 baht that at this stage, the SEC and the public prosecutor will study the Appeal Court?s judgment for...
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...