The Securities and Exchange Commission (SEC), represented by Mr. Paiboon Dumrongwaree (left), Assistant Secretary-General, extended the SEC congratulations on the Legal Execution Department (LED)’s
Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the fintech expo and found a number of business operators who may be liable to undertaking securities...
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of
Establishment of Mutual Funds and Execution of Agreements for Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 2)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)