shares issued by a company whose shares are listed on the Stock Exchange of Thailand and securities convertible into, or whose exercise of rights deliverable as, shares issued by a company whose shares are
Notification of the Office of the Securities and Exchange Commission Re: Reporting the Results of Selling Shares to the Public dated 18 May 1992; (2) the Notification of the Office of the Securities and Exchange
category of exchange-traded fund established under law of foreign jurisdiction; (2) “units of foreign ETF” means units of foreign ETF issued in form of shares; (3) “home exchange” means exchange in foreign
jurisdiction; (2) “units of foreign ETF” means shares of investment company or unit trust issued under foreign ETF; (3) “home exchange” means exchange in foreign jurisdiction where units of the foreign ETF are
Microsoft Word - GLOCON.012-2020 Clarification on the Company acquiring shares of Glocon ... GLOCON.012/2020 March 19th, 2020 Subject: Clarification on the Company acquiring shares of Glocon
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with
Ms. Nopnuanparn Pavasant, Assistant Secretary-General of the Securities and Exchange Commission, Thailand (SEC Thailand), was a guest speaker at the 3rd ASEAN Finance and Investment Forum
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the uncovered facts and evidence led to the belief that Mr. Pongsak Lothongkam, who at the
under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as amended by the Securities and Exchange Act No. 5 B.E. 2559 (2016). Kongpat’s purchase of NOBLE shares