fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal
The Securities and Exchange Commission (SEC), in collaboration with Manoottangwai (meaning “people of different generations”) content creator, organized the "Lifelong Investing for the 50
record any corporate’s personal data processing activities both in a hard copy or an electronics systemSEC Secretary-General Ruenvadee Suwanmongkol, said “SEC, as a capital market regulator, expects
Fund Act, the Derivatives Act, or the rules prescribed by the Securities and Exchange Commission, the Capital Market Supervisory Board, the Office, the Board of Directors of the SET, or the SET; (2) The
translation is strictly for reference. 3 Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
Exchange ; (6) the Notification of the Capital Market Supervisory Board concerning the Offer for Sale of Foreign Bonds in the Kingdom of Thailand. Clause 3 An offeror shall report the results of selling
Supervisory Board concerning Provisions relating to Offer for Sale of Shares Issued by Foreign Company of which Shares are not Traded in Foreign Exchange; (6) the Notification of the Capital Market Supervisory
capital market to prepare for compliance with the PDPA. In addition, we support the making of guidelines on personal data protection of each business sector in the capital market. Over the years, SEC has