as the related parties, e.g. listed companies, the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), and the Stock Exchange of Thailand (SET
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and Mr. Asadej Kongsiri, President of the Stock Exchange of Thailand (SET), signed an updated
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
The Securities and Exchange Commission (SEC), led by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, and Ms. Pattanaporn Tripipat, Assistant Secretary-General, had a joint meeting with the
Prof. Dr. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered a special lecture on “Developing and Fostering the Investment and Equality in
collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), has signed a Memorandum of Understanding (MOU) with five partner organizations to initiate
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at the seminar on “Transition Finance: Bridging the Gap to