Plain Investment Consultant
Complex Type 2 Investment Consultant
operators must be the financial institutions under the Anti-money Laundering Law. The SEC may exempt the requirements for certain types of digital token offering or digital asset businesses. In case of law
such information to another person (tippee) who also must not seek unfair benefits or forward the information to any subsequent person. By law, it is initially presumed that an insider (e.g., director or
Bangkok, April 28, 2014 ? The SEC is seeking public comment on the proposed amendments to the Securities and Exchange Act B.E. 2535 (1992) or SEA to increase competitiveness of Thai capital market in line with international practices. The proposals aim to support market readiness for current dynamic environment resulted from freer flow of capital and ever more connected capital markets and economies. Additionally, the proposed revisions are expected to provide more flexibility for business oper...
Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to
details in SEC News No. 31/2024 headlined, SEC updates on the Strong Securities Issuers Project and law enforcement.
within this year.SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has been working tirelessly to ensure effective law enforcement, as part of the Suppression Measures. In the case of public