Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The
The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and
of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992), has ordered CMO to arrange a special audit on such irregular transactions by the auditor of the company or any other auditor
Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim financial statements for the third quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E issuance, related receipt and payment transactions, and the accounting records.The order was is...
The Securities and Exchange Commission (SEC), in collaboration with the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC), organized an in-depth training workshop titled “Deep-dive Masterclass on ICAPs Expectations Ladder: Governance.” This workshop aimed to strengthen the capacity and enhance responsible investment practices among asset management companies through actionable climate action plans, focusing on the governance aspect in line wi...
The Securities and Exchange Commission (SEC), in collaboration with Manoottangwai (meaning “people of different generations”) content creator, organized the "Lifelong Investing for the 50+" Campaign and a Personal Finance 101 workshop for people aged 50 and above. The workshop aimed to help participants practice managing their portfolios based on their risk levels, share experiences of falling victims to investment scams, and learn positive financial planning strategies for retirement. Ms...
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission, Thailand (SEC), delivered a keynote address at the 39th ASEAN+3 Bond Market Forum (ABMF) Meeting, co-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital market development, the building of trust and confidence, and collaboration across sectors to prom...
The Securities and Exchange Commission (SEC), the Economic Crime Suppression Division of the Royal Thai Police (ECD) and the Thai Digital Asset Operators Trade Association (TDO) jointly organized a workshop to exchange information on cyber scams as well as identification and examination of crypto nominee accounts for representatives from public and private sectors. On this occasion, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave welcoming remarks and presided over the opening c...
The Securities and Exchange Commission (SEC) collaborated with the Asia Investor Group on Climate Change (AIGCC) in organizing an online workshop on the topic, "Developing a Climate Action Transition Plan for Investors" to raise awareness and enhance asset management companies’ skills considering the opportunities and risks of climate change. This involves creating a clear, comprehensive, and measurable climate action plan in alignment with Thailand's goal of achieving Net Zero Emissions b...
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster a better understanding among securities companies regarding risks and managing risks appropriately according to the nature of their businesses. Additionally, the event also aimed to build trust and confidence in the Thai capital market. During the event, Mrs. Pornanong Budsaratragoon, SEC Secreta...