Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The
The SEC announced that the Excellent rating under the 2025 qualitative assessment framework of the CRMS was awarded in the area of budget expenditure, specifically for the purchase, sale, and
Management Systems: CRMS) ประจำปี 2568 ในระดับดีเยี่ยม (Excellent) ด้านการใช้จ่ายงบประมาณ “ซื้อขายและอนุญาตให้ใช้สิทธิในโปรแกรมคอมพิวเตอร์ (Microsoft Enterprise Agreement)”สำหรับผลการประเมินดังกล่าว ก.ล.ต
The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and
Determination of an Additional Type of Securities
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Determination of Additional Types of Securities (No. 8)