The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and

subsidiary company to enter into transaction to purchase assets from Exact Q Co., Ltd. who is a connected party to the company, in an amount of not exceeding Baht 18,000,000.-, according to transaction details

connected persons To : Managing Director The Stock Exchange of Thailand The meeting of the Board of Directors of Pan Asia Footwear Public Company Limited (the “Company”) No. 2/2018 held on 24 April 2018 has

Kabinburi Co., Ltd. which is a subsidiary company to enter into transaction to purchase assets from Exact Q Co., Ltd. who is a connected party to the company. The company would like to inform that on November

ทดสอบกระดาษหัวจดหมาย IRC 5 -Translation- August 11th, 2017 Subject: Notification of Undertaking the Connected Transaction To: Managing Director The Stock Exchange of Thailand Refer to the Board of

institutional investors in line with international practice.AIMC Chairperson Voravan Tarapoom said that on 24 January 2018, all AIMC members, 26 asset management companies to be exact, declared their intention to

Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company