financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

subsidiary company to enter into transaction to purchase assets from Exact Q Co., Ltd. who is a connected party to the company, in an amount of not exceeding Baht 18,000,000.-, according to transaction details

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

PATHANAPIBUL PLC. [SPC] WBLP Company Limited [WBLP] I.C.C. INTERNATIONAL PLC. [ICC] EXACT Q Company Limited [EXACT Q] I.D.F. COMPANY LIMITED [IDF] 3) Connected persons and form of relation Co-Director / Co

} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

] บริษทั ดบัเบิ้ลย ูบีแอลพี จ ากดั [WBLP] บริษทั ไอ.ซี.ซี. อินเตอร์เนชัน่แนล จ ากดั (มหาชน) [ICC] บริษทั เอก็แซ็ค คิว จ ากดั [EXACT Q] บริษทั ไอ.ดี.เอฟ. จ ากดั [IDF] 3) บุคคลท่ีเก่ียวโยงและลกัษณะความสัมพนัธ์

prescribed term,-       Setting the daily redemption value of the mutual fund,-       Dividing mutual fund assets by the degree of their liquidity or the ease/difficulty of valuating the invested assets

every page of the documents is of the exact documents to which I have certified, I have authorized……………………………………to sign an initial of signature on each and every page of the documents and the amendments

regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there