investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision? would help investors and other stakeholders to gain a greater knowledge of the
Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardle...
Website "https://ex-tread.vip/" : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2025)
TALIS ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 25/03/2024 - 01/04/2024
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard