with due care and loyalty, he shall be liable to 3-year imprisonment and a fine of 60,000 baht for each count, totalling 54-year imprisonment and a fine of 1,080,000 baht, (2) for dishonest and
and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
? Engineering, had sold 5,950,000 EMC shares and 8,900,000 units of warrants to purchase EMC shares (EMC-W3) in his ex-wife trading account. The selling was based on non-public information concerning the
Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardle...
Website "https://ex-tread.vip/" : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2025)
TALIS ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 25/03/2024 - 01/04/2024
the SEC website. Remark: * Pursuant to Section 66 of the Digital Asset Businesses Law, any person who operates digital asset businesses without a licence in accordance with Section 26 shall be liable
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 05/05/2022 - 17/05/2022
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/06/2009 - 30/06/2009