Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed
คอร์รัปชัน(Anti-corruption Progress Indicator : "Indicator") นั้น สำนักงานขอเรียนว่า ผลการประเมิน Indicator ของผู้ประกอบธุรกิจทุกรายจะเปิดเผยบนเว็บไซต์ของสำนักงานประมาณเดือนกันยายน 2558 ทั้งนี้
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper
, there was no indicator to help clearly assess progress of developing either of them. The SEC therefore supports Thaipat Institute to develop the first progress indicators in Thailand, in line with