Complex Type 2 Investment Consultant
Plain Investment Consultant
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be publicized from 2016 onwards.Chalee Chantanayingyong, SEC Deputy Secretary-General, said following disclosure...
) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of
Bangkok, March 23, 2011 ? An SEC record of 2010 showed growth in the provident fund (PVD) industry with 1,765 employers offering provident funds with employee?s choice, accounting for 17.7 percent of the total employers with provident fund or a 34.5 percent increase from the preceding year. The industry was growing significantly and by the end of 2010 the total number of PVD employers had risen to 9,975 or a 6.4 percent increase, and fund members to 2.1 million or a 7.3 percent rise, from the pr...
Bangkok, November 8, 2010 ? The SEC Board Meeting No. 14/2010 held today has approved in principle the establishment of infrastructure funds upon which the governing regulations will be announced by
In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...
Government Gazette since 1 December 2023, officially allowing asset management companies to launch the fund right away. Initially, the SEC has received 22 applications for Thailand ESG Funds establishment