Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
supplier of Zirconium Silicate essentially sold to the ceramic industry. Since the company has ceased all operations of factories in the province. Samut ever to produce sulfuric acid and a catalyst to
second quarter of 2020, which grew by THB 50 million or was equivalent to a gross profit margin of 56% that was essentially unchanged from gross profit margin in the second quarter of 2019. 3
operations. 2. Gross profit was THB 87 million in the third quarter of 2020, which grew by THB 41 million or was equivalent to a gross profit margin of 50% that was essentially unchanged from gross profit
tax-saving fund that will support the government sector’s policy on promotion of the public’s financial well-being through long-term savings and investment. Essentially, to be eligible for the SSF
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities