knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

, which will lead to the improvement of the audit oversight in Thailand” SEC gives priority to audit quality which is an essential factor to raise the credibility of the financial

internal control and fund management and proposed AIMC to set up practices concerning internal control and management of property funds to prevent leakage of benefits that should have been given to

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that

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fundamental skills are essential for efficiently managing personal finance in the future. The event took place on 22 April 2024, at KMUTT.Ms. Sireethorn Civilize, SEC Assistant Director of Investment Management