Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
the duration of possible extension, as well as how this information will be made public. 4. In case the exact dates of the offering period are not known, disclose the arrangements for announcing the
. Disclose whether an issuer is directly or indirectly controlled by another entity or natural person, as well as the nature of such control. To the extent known to the issuer, indicate whether the issuer is
entity or natural person, as well as the nature of such control. To the extent known to the issuer, indicate whether the issuer is directly or indirectly owned or controlled by another corporation, by any
Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corporation Public Company Limited 2. Information Memorandum on the Acquisition of Assets (Schedule 1) of
Government Bond Which Deemed as the Connected Transaction 27/07/2021 17:07 Notification of Board of Directors' Resolution Regarding Entry into Acquisition of Assets from S.W. & Sons Co.,Ltd.(Revised) 16/07
person, as well as the nature of such control. To the extent known to the issuer, indicate whether the issuer is directly or indirectly owned or controlled by another corporation, by any foreign government
or shortened and the duration of possible extensions, as well as how this information will be made public. 4. In case the exact dates of the offering period are not known, disclose the arrangements for