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SEC revokes approval of fund managers and bans industry re-entry for 10 years

Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4417

ASEAN capital markets connectivity to be enhanced with the Philippines’ entry into the ASEAN Collective Investment Schemes Framework

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8951

SEC public hearing on a proposed revision to securities business licensing regime to facilitate application procedure and support new business entry

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6858

SEC participates in Digital Government Summit 2025

The Securities and Exchange Commission (SEC), represented by Ms. Jomkwan Kongsakul, Deputy Secretary-General, participated in the “Digital Government Summit 2025: Leading Thailand to the Top in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12150

ก.ล.ต. ร่วมงาน Digital Government Summit 2025

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาว จอมขวัญ คงสกุล รองเลขาธิการ เข้าร่วมงาน “Digital Government Summit 2025: Leading Thailand to the Top in GovTech” โดยร่วมเสวนาภาย

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=12133

Mutual Fund Prospectus - KFKGB18M1 : KRUNGSRI Korean Government Bond 18M1 Fund

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0425&PYR=2552

Mutual Fund Prospectus - KFKGB6M2 : KRUNGSRI Korean Government Bond 6M2 Fund

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 01/09/2009 - 07/09/2009

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0428&PYR=2552

Mutual Fund Prospectus - TISCOSTF : TISCO Short Term Government Bond Fund

TISCO ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 10/05/2005 - 20/05/2005

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0447&PYR=2547

Mutual Fund Prospectus - KFKGB6M4 : KRUNGSRI Korean Government Bond 6M4 Fund

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 29/09/2009 - 05/10/2009

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0519&PYR=2552

Mutual Fund Prospectus - KFGBTHAIESG : Krungsri Government Bond Thailand ESG Fund

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 01/08/2024 - 06/08/2024

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0522&PYR=2567