, Chairman of the SC congratulated SEC Philippines’ on its admission into the Framework. He said, “Under the ASEAN CIS Framework, retail investors are able to tap into a wider choice of funds from beyond
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Mrs. Waratchya Srimachand, Deputy Secretary-General, and Ms. Rachamarn Suchitchon, Assistant Secretary-General, attended the SEC Hackathon Demo Day activities under the 2023 SEC Hackathon Season 4 Project. This annual initiative aims to foster SEC officers’ capabilities in terms of innovative knowledge, creative thinking, and innovative change. A total of 48 staff members from 16...
The Securities and Exchange Commission (SEC) supported the Thai Investor Association (TIA)’s Kick Off - AGM Checklist 2024, as part of the continuous endorsement for the project which presents an
Bangkok, February 3, 2014 ? The SEC in cooperation with alliance from both public and private sectors launched ?Pride of the Provinces III? to gear up provincial businesses? fund raising and capital market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in cooperation with the Ministry of Interior, National Science and Technology Development Agency (NSTDA)...
Bangkok, February 4, 2013 ? The SEC together with the Interior Ministry, National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Federation of Thai Industries (F.T.I.), the Thai Chamber of Commerce, the Investment Banking Club, and participating approved auditors co-announce the launch of the second ?Pride of the Provinces? Project along with a number of privileges to attract business operators nationwide, especially for those who missed the first Pr...