Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
the capital market, taking into account its strengthening of good governance standards, decisive actions against market misconduct to safeguard investors, strong support for innovation and regulatory
Government Bond Which Deemed as the Connected Transaction 27/07/2021 17:07 Notification of Board of Directors' Resolution Regarding Entry into Acquisition of Assets from S.W. & Sons Co.,Ltd.(Revised) 16/07
safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
in such company 25/08/2021 18:17 Notification of the entering into the Share Sale and Purchase Agreement with Major Cineplex Group Company Limited and the Group of Shareholders 27/07/2021 17:00 Entry
Entering into the Connected Transaction (Revised) 17/09/2020 08:13 Notification of the Entry into the Connected Transaction Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
Offer for the Securities of Sahacogen (Chonburi) Public Company Limited 19/11/2021 12:33 Purchasing of Ordinary Shares of a Hydroelectric Power Plant in the Republic of Indonesia 28/10/2021 13:39 Entry
investment readiness, enhance the understanding of investment products, enable access to investment opportunities to achieve financial goals, and safeguard against scams that exploit emerging technologies, all